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Hiring For Surveillance & Ops Risk

Job Description:

Identify various trading patterns of the clients
Study the trading pattern and Identify probable risk
Analyse the risk and proactively share with the business
Work with business team to contain the risk of such identified risk
Ensuring timely closure to avoid high impact
Completed / closed details are updated online share the learning with other colleagues
Investigate and give feedback to senior in case of any Trade dispute claim from clients with all the supporting details (VL, LBC, etc)
Ensure Employee Obligation & Responsibilities Policy is being followed at all branches

Salary:INR 1,50,000 – 2,00,000 P.A
Industry:Banking / Financial Services / Broking
Functional Area:Financial Services , Banking , Investments , Insurance
Role Category:Mutual Funds/Fund Management/Asset Management
Role:Operations Executive


Operations Team Handling Surveillance Risk management

Desired Candidate Profile:


UG: B.Com – Commerce, LLB – Law
PG:MBA/PGDM – Finance
Doctorate:Any Doctorate – Any Specialization, Doctorate Not Required

Please refer to the Job description above

Company Profile:

Karvy Stock Broking Limited
KARVY, is a premier integrated financial services provider, and ranked among the top five in the country in all its business segments, services over 16 million individual investors in various capacities, and provides investor services to over 300 corporates, comprising the who is who of Corporate India. KARVY covers the entire spectrum of financial services such as Stock broking, Depository Participants, Distribution of financial products – mutual funds, bonds, fixed deposit, equities, Insurance Broking, Commodities Broking, Personal Finance Advisory Services, Merchant Banking & Corporate Finance, placement of equity, IPOs, among others. Karvy has a professional management team and ranks among the best in technology, operations and research of various industrial segments.|

Recruiter Name:Madhulika Gupta
Contact Company:Karvy Stock Broking Limited